Jean R Victor

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 02/2018
  Scottrade, Inc.
  New Brunswick, NJ
• 02/2018 → 07/2021
  Td Ameritrade, Inc.
  Wayne, NJ
• 02/2018 → 07/2021
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 08/2023 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 07/2021 → 08/2023
  Unemployed
  Maplewood, NJ

Previous Registrations

• 2018-02-27 → 2021-08-02
  Td Ameritrade, Inc.
  Wayne, NJ
  Short Hills, NJ
• 2018-02-26 → 2021-08-02
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Wayne, NJ
  Short Hills, NJ
• 2017-06-30 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

Name of Outside Business:Jefferson Condominium Association; Investment Related:No; Address of Outside Business:Maplewood NJ; Nature of Outside Business:Board member/Officer; Position:Vice President; Start Date:11/1/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I sit on the board of the Jefferson Condominium Association in a volunteer capacity. We meet about twice a year to discuss the overall health of the association. I do not receive any form of compensation. Name of Outside Business:Online eCommerce; Investment Related:No Address of Outside Business:Maplewood NJ; Nature of Outside Business: Online Reselling; Position: Co-Owner; Start Date:09/1/2022; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: My wife and I resell gently used clothing and accessories through various online platforms.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-09-08
• S66 Uniform Combined State Law Examination
  2017-06-29

Other Names

• Jean Ralph Victor