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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-01 |
| CA | RA | APPROVED | 2012-03-08 |
Branch Locations
2555-2595 W Chandler Blvd Global Human Resources- The Academy, Chandler, AZ 85224 • United States
1381 Weston Rd Global Human Resources- The Academy, Weston, FL 33326 • United States
Laveen, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 02/2012 | Present |
(I)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: PHOENIX, ARIZONA 85043 NATURE OF BUSINESS: OTHER,RENTAL PROPERTY POSITION, TITLE, ASSOCIATION: OTHER, PART OWNER WITH HUSBAND START DATE OF RELATIONSHIP: 10/1/2010 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY OWNED BY HUSBAND AND MYSELF - NO RESPONSIBILITIES, HUSBAND MANAGES I*5929 ENTITY TYPE: RENTAL PROPERTY NAME OF OUTSIDE BUSINESS ORGANIZATION: E. AND C. B. INVESTMENT RELATED: No ADDRESS OF BUSINESS: WANATAH, INDIANA 46390 POSITION, TITLE, ASSOCIATION: Co-owner with other family members START DATE OF RELATIONSHIP: 3/1/2018 NUMBER OF HOURS DEVOTED: 1 HOUR NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Co-owner with other family members of rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-15 |
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