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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED_RES | 2013-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger | Redlands | CA | 08/2001 | Present |
1. 1/6/2017 - C and C Properties - Investment Related - At Reported Business Location(s) - Real Estate Rental - Started 12/22/2016 - 0 Hours Per Month - Real estate rental in Pomona.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-24 |
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