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Shane Leon Derifield

Osaic Wealth, Inc.

Reno, NV

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2018-11-02
  • NV RA
    APPROVED
    Since 2018-11-02

Branch Locations

10399 Double R. Blvd. Suite 112, Reno, NV 89521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Derifield Financial Services Reno NV 01/2007 Present
Signator Investors, Inc. Reno NV 05/2016 11/2018
Royal Alliance Associates, Inc. Reno NV 11/2018 Present
  • 01/2007 → Present
    Derifield Financial Services
    Reno, NV
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Reno, NV
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Reno, NV
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Cincinnati, OH
    Reno, NV
    Lafayette, CA
  • 2007-01-19 → 2016-05-13
    Transamerica Financial Advisors, Llc
    Reno, NV
    St. Petersburg, FL
    Reno, NV
    St. Petersburg, FL
    St. Petersburg, FL
    St. Petersburg, FL
    American Fork, UT
    Cincinnati, OH
  • 1998-03-30 → 2007-01-08
    Waddell & Reed
    Reno, NV
    Reno, NV
Other Businesses

DERIFIELD FINANCIAL POSITION: insurance agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1997 ADDRESS: 10399 DOUBLE R BLVD, RENO NV 89521-5991, United States DESCRIPTION: sell life insurance, fixed annuities when needed. I do not prospect for business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-01-10
  • S66 Uniform Combined State Law Examination
    1998-01-10

View on SEC IAPD

Other Firms

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EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BENJAMIN F. EDWARDS & COMPANY, INC.
LPL FINANCIAL LLC
GW FINANCIAL
TREO VENTURES, LLC
ELEVAGE PARTNERS, LLC

Other Investors

LEONARD R WOHLETZ
ANGEL MARIE SANDOVAL
RYAN SCOTT GROSS
JAMES WARREN FRIEDLAN
SUNTALEE KOOZER
MITCHELL J MOUNTAIN
Alexander Mallett
Jared D Marchegger

Other Offices

MORGAN STANLEY · Reno, NV
EDWARD JONES · RENO, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RENO, NV
BENJAMIN F. EDWARDS & COMPANY, INC. · Reno, NV
LPL FINANCIAL LLC · RENO, NV
GW FINANCIAL · RENO, NV
TREO VENTURES, LLC · RENO, NV
ELEVAGE PARTNERS, LLC · RENO, NV

More in Reno, NV

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