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Lynnette K Hanes

J.P. Morgan Securities LLC

Indianapolis, IN

CRD 4050323

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-12-19
TX RA APPROVED 2023-12-19
  • IN RA
    APPROVED
    Since 2023-12-19
  • TX RA
    APPROVED
    Since 2023-12-19

Branch Locations

1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Indianapolis IN 09/2006 Present
Jpmorgan Chase Bank, N.A. Indianapolis IN 01/1978 Present
Previous Registrations
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Indianapolis, IN
  • 2002-03-22 → 2006-09-27
    Banc One Securities Corporation
    Indianapolis, IN
    Indianapolis, IN
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-19
S66 Uniform Combined State Law Examination 2002-03-08
  • S65 Uniform Investment Adviser Law Examination
    2023-12-19
  • S66 Uniform Combined State Law Examination
    2002-03-08
Other Names
  • Lynnette Kay Hanes

View on SEC IAPD

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