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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-07-01 |
| SC | RA | APPROVED | 1998-09-24 |
Branch Locations
15 S Main St 3Rd Fl, Greenville, SC 29601 • United States
Greer, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | SC | 11/2016 | Present |
SOLE PROPRIETORSHIP (WELDED CRAFTS), NOT INV RELATED, LANDRUM, SC, START DATE: 7/1/23, 120 HRS A MONTH, 0 HRS DURING TRADING, DUTIES: WELDING CAR PARTS TOGETHER.| KATHERINES GARDEN HOMEOWNERS ASSOC; NOT INV RELATED; GREER, SC; HOA; ADVISORY BOARD MEMBER; START DATE 01/16/2025; 3 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-29 |
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