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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-26 |
Branch Locations
60 Livingston Ave, Saint Paul, MN 55107 • United States
50 Pointe Dr, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | El Segundo | CA | 04/2015 | 12/2017 |
| Lpl Financial | San Diego | CA | 02/2018 | 03/2025 |
| U.S. Bancorp Investments, Inc. | Brea | CA | 03/2025 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Brea | CA | 09/2025 | Present |
Captured SoCal LLC; Not investment-related; Hacienda Heights, CA; Photobooth rental; Co-owner; 9/2023; 10 hours/month; 0 hours/trading; Photo booth operator.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-17 |
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