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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Israel A. Englander & Co. | New York | NY | 07/2003 | 11/2017 |
| Jp Derivatives, Llc | New York | NY | 07/2017 | 04/2018 |
| Unemployed | Toms River | NJ | 04/2018 | 04/2019 |
| Cetera Advisors Llc | Denver | CO | 05/2019 | Present |
| Hudson Wealth Management Llc | Red Bank | NJ | 05/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: HUDSON WEALTH MANAGEMENT LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WEALTH MANAGEMENT; START DATE: 05/2019; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF COMPLIANCE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SUPERVISORY, COMPLIANCE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-11 |
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