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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-11 |
Branch Locations
1200 S Baldwin Ave, Arcadia, CA 91007 • United States
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppo Original Corp. | City Of Industry | CA | 01/2014 | 08/2017 |
| Longmile Industry Corp | City Of Industry | CA | 09/2017 | 11/2017 |
| Unemployed | West Covina | CA | 11/2017 | 06/2018 |
| Td Ameritrade | Rowland Heights | CA | 06/2018 | 01/2021 |
| East West Bank | City Of Industry | CA | 04/2021 | 06/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2021 | 06/2021 |
| Elavon | City Of Industry | CA | 01/2021 | 04/2021 |
| Unemployed | West Covina | CA | 07/2021 | 09/2021 |
| K Trans Logistics | Ontario | CA | 09/2021 | 04/2022 |
| Td Ameritrade, Inc | Pasadena | CA | 03/2022 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Pasadena | CA | 05/2022 | 12/2022 |
| Charles Schwab & Co., Inc. | Pasadena | CA | 12/2022 | 12/2024 |
| Wells Fargo Clearing Services, Llc | Arcadia | CA | 11/2025 | Present |
| Wells Fargo Bank, Na | Arcadia | CA | 10/2025 | Present |
| Unemployed | West Covina | CA | 01/2025 | 10/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-20 |
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