Best Investors
Account
Sign in
Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| FL | RA | APPROVED | 2008-01-03 |
Branch Locations
2525 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Coral Gables | FL | 12/1998 | Present |
| Mml Investors Services | Coral Gables | FL | 09/2007 | Present |
(1)NAME: LINQ GROUP BENEFITS AND LINQ RISK MANAGEMENT INV REL: Y ADD: 2100 PONCE DE LEON BLVD, SUITE 1200, CORAL GABLES, FL 33134 NATURE: INSURANCE REFERRAL, INDIVIDUAL LIFE AND HEALTH, GROUP LIFE AND HEALTH, PROPERTY/CASUALTY POSITION: SALES, OWNER START DATE: 03/2010 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2) NAME: NO BUSINESS NAME INV REL: N ADD: 3615 HARLANO STREET, CORAL GABLES, FL NATURE: SPORTS BROADCASTING POSITION: BROADCASTER START DATE: 01/2002 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 (3) NAME: RENTAL PROPERTY INV REL: Y ADD: 7055 SUNSET DRIVE, MIAMI, FL 33134 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 09/2007 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 (4) NAME: RTD REAL ESTATE HOLDINGS INV REL: Y ADD: 6TH FLOOR, 2100 PONCE DE LEON BLVD, CORAL GABLES, 33134 NATURE: REAL ESTATE POSITION: OWNER START DATE: 09/2007 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 (5) NAME: CITY OF CORAL GABLES INV REL: N ADD: CITY OF CORAL GABLES TOWN HALL, 405 BILTMORE WAY, #1, CORAL GABLES, FL NATURE: AUDIT BOARD POSITION: BOARD MEMBER START DATE: 06/2009 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (6) NAME: UNION CREDIT BANK INV REL: N ADD: 1150 SOUTH MIAMI AVE, MIAMI, FL 33130 NATURE: BANKING POSITION: DIRECTOR START DATE: 03/2010 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 (7) NAME: PELICAN BOATING INV REL: N ADD: 6TH FLOOR, 2100 PONCE DE LEON BLVD, CORAL GABLES, FL 33134 NATURE: PERSONAL BOAT THROUGH LLC POSITION: OWNER START DATE: 01/01/2010 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 (8) NAME: METRO TRAFFIC INV REL: N ADD: 7500 NW 25TH ST, #110, MIAMI, FL 33122 NATURE: NON PROFIT TRAFFIC SCHOOL POSITION: BOARD MEMBER START DATE: 01/2008 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (9) NAME: APOLLO BANCSHARES INV REL: Y ADD: 1826 PONCE DE LEON BLVD, 1 CORAL GABLES, FL 33134 NATURE: BANK HOLDING COMPANY POSITION: BOARD MEMBER START DATE: 09/2008 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 (10) NAME: NO BUSINESS NAME INV REL: N ADD: 3615 HARLAND STREET, CORAL GABLES, FL, 33134 NATURE: HOLDING COMPANY FOR PERSONAL ASSETS POSITION: OWNER START DATE: 07/31/2009 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0. (11)NAME: COASTAL WEALTH COMMUNITY IMPACT FOUNDATION INV REL: N ADD: 1000 CORPORATE DRIVE SUITE 700 FT. LAUDERDALE FL 33334 NATURE: NON-PROFIT ORGANIZATION POSITION: DIRECTOR/FOUNDER START DATE: 1/1/2023 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 10 DESCRIBE DUTIES: MAKE A SIGNIFICANT IMPACT ON THE COMMUNITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-09 |
Reach out to this advisor