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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-05-18 |
Branch Locations
4811 Bankers Blvd, Columbus, GA 31909 • United States
7300 Veterans Parkway, Columbus, GA 31909 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Insurance Society | Waverly | IA | 05/2006 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 05/2006 | Present |
| Lpl Financial Llc | Columbus | GA | 05/2022 | Present |
1) 05-18-2022-Kinetic Credit Union- Investment Related- At Reported Business Location(s)- Financial Institution Duty-Employee- START DATE: 5/2006-160 Hours Per Month/160 Hours During Trading- 2) 05-18-2022-DENNIS C THOMPSON ELAN CORP-NOT INVESTMENT RELATED- Home Based-Business Entity For Tax/Investment Purposes Only-Owner-START DATE: 3/19/2013- 0 Hours Per Month- 0 Hours During Trading- 3) 05-18-2022-MEMBERS Financial Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 4) 11/25/2025-Elan Cabins LLC-Small cabin in Clayton on 4-acre property along with my seasonal home. The cabin is rented on a monthly basis-Real Estate Rental-Inv Related-At Clayton, GA-Start date 11/07/2023-1hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-30 |
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