Richard Thomas Moore

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) CCR WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FINANCIAL SERVICES, STARTED 2012, 40HR/WK, REP, DBA NAME FOR FINANCIAL SERVICES ; 2) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARY PUBLIC ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS ; 3) NAME OF OTHER BUSINESS: ENERGY ATHLETICS; INVESTMENT RELATED: NO; ADDRESS: 243 STAFFORD ST, WORCESTER, MA 01603; NATURE OF BUSINESS: TRAVEL BASEBALL PROGRAM; START DATE: 06/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2-4; APX NUMBER OF HOURS DURING TRADING HOURS: 2-4; BRIEF DESCRIPTION OF DUTIES: QUARTERLY REVIEW OF FINANCIALS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-04-23
• S63 Uniform Securities Agent State Law Examination
  1998-03-02

Other Names

• Richard T Moore