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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-01-20
  • IN RA
    APPROVED
    Since 2026-01-20

Branch Locations

4209 Charlestown Rd Ste 105, New Albany, IN 47150 • United States

2520 St Rose Pkwy Ste H2-220F, Henderson, NV 89074 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services. New Albany IN 08/1997 Present
Pfs Investments Inc New Albany IN 09/1999 Present
American National University South Bend IN 10/2015 02/2017
Indiana University South Bend South Bend IN 02/2017 12/2017
Indiana University South Bend IN 01/2019 Present
  • 08/1997 → Present
    Primerica Financial Services.
    New Albany, IN
  • 09/1999 → Present
    New Albany, IN
  • 10/2015 → 02/2017
    American National University
    South Bend, IN
  • 02/2017 → 12/2017
    Indiana University South Bend
    South Bend, IN
  • 01/2019 → Present
    Indiana University
    South Bend, IN
Previous Registrations
  • 2025-09-02 → 2025-12-31
    Huntingburg, IN
    English, IN
    New Albany, IN
    Tempe, AZ
    Henderson, NV
    Tucson, AZ
    Columbia, MS
    South Bend, IN
    Tucson, AZ
    Henderson, NV
    Tucson, AZ
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. David M. Burns, Non-Investment Related, 3016 Portage Ave, South Bend, IN 46628, Power of Attorney and Health Care Representative, 03/2021 to present, 12 hours per month (3 hours per month during securities trading hours), acting POA and HCR for Uncle

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-12
S63 Uniform Securities Agent State Law Examination 2001-01-08
  • S65 Uniform Investment Adviser Law Examination
    2026-01-12
  • S63 Uniform Securities Agent State Law Examination
    2001-01-08
Other Names
  • Roy William Picrle

View on SEC IAPD

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