Lisa Roll

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Warren, NJ
• 11/2016 → 11/2022
  Wells Fargo Clearing Services, Llc
  Warren, NJ
• 11/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Merry Hill, NC

Previous Registrations

• 2003-07-01 → 2022-11-18
  Wells Fargo Clearing Services, Llc
  Bedminster, NJ
  Bedminster, NJ
  Bedminister, NJ
• 2002-06-20 → 2003-07-01
  Prudential Equity Group, Llc
  Bedminister, NJ

Other Businesses

WILLOW HILL LLC, NOT INV RELATED, MERRY HILL, NC, 100% OWNERSHIP WITH SPOUSE, START 8/1/2021, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, MAKING AND SELLING ART, STUDIO MAINTENANCE. SALMON CREEK WEALTH MANAGEMENT LLC, INV RELATED, MERRY HILL, NC, 60% OWNERSHIP, START 11/21/2022, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET. RED MILL MANAGEMENT LLC, INV RELATED, 100% OWNERSHIP WITH SPOUSE, START 1/13/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, REAL ESTATE, RENTAL MANAGEMENT, AND MAINTENANCE. HELPING HEARTS FOUNDATION, NOT INV RELATED, PRESIDENT, START 4/7/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FAMILY FOUNDATION. COMMERCIAL RENTAL PROPERTY, INV RELATED, MERRY HILL, NC, 100% OWNERSHIP WITH SPOUSE, START 5/31/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, PROPERTY MAINTENANCE. RENTAL PROPERTY, INV RELATED, EDENTON, NC, START: 2/22/24, 100% OWNERSHIP WITH SPOUSE, 1 HR PER MONTH, 0 HRS DURING TRADING; POWER OF ATTORNEY FOR SPOUSE; INV RELATED; MERRY HILL, NC; POA; START DATE: 11/10/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-20
• S63 Uniform Securities Agent State Law Examination
  1998-11-03

Other Names

• Lisa M Gallagher
• Lisa Marie Gallagher
• Lisa Marie Roll