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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-22
NJ RA APPROVED 2022-11-22
NC RA APPROVED 2022-11-18
  • TX RA
    APPROVED_RES
    Since 2026-04-22
  • NJ RA
    APPROVED
    Since 2022-11-22
  • NC RA
    APPROVED
    Since 2022-11-18

Branch Locations

637B Avoca Farm Road, Merry Hill, NC 27957 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Warren NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Warren NJ 11/2016 11/2022
Wells Fargo Advisors Financial Network, Llc Merry Hill NC 11/2022 Present
Previous Registrations
  • 2003-07-01 → 2022-11-18
    Bedminster, NJ
    Bedminster, NJ
    Bedminister, NJ
  • 2002-06-20 → 2003-07-01
    Prudential Equity Group, Llc
    Bedminister, NJ
Other Businesses

WILLOW HILL LLC, NOT INV RELATED, MERRY HILL, NC, 100% OWNERSHIP WITH SPOUSE, START 8/1/2021, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, MAKING AND SELLING ART, STUDIO MAINTENANCE. SALMON CREEK WEALTH MANAGEMENT LLC, INV RELATED, MERRY HILL, NC, 60% OWNERSHIP, START 11/21/2022, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET. RED MILL MANAGEMENT LLC, INV RELATED, 100% OWNERSHIP WITH SPOUSE, START 1/13/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, REAL ESTATE, RENTAL MANAGEMENT, AND MAINTENANCE. HELPING HEARTS FOUNDATION, NOT INV RELATED, PRESIDENT, START 4/7/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FAMILY FOUNDATION. COMMERCIAL RENTAL PROPERTY, INV RELATED, MERRY HILL, NC, 100% OWNERSHIP WITH SPOUSE, START 5/31/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, PROPERTY MAINTENANCE. RENTAL PROPERTY, INV RELATED, EDENTON, NC, START: 2/22/24, 100% OWNERSHIP WITH SPOUSE, 1 HR PER MONTH, 0 HRS DURING TRADING; POWER OF ATTORNEY FOR SPOUSE; INV RELATED; MERRY HILL, NC; POA; START DATE: 11/10/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-20
S63 Uniform Securities Agent State Law Examination 1998-11-03
  • S65 Uniform Investment Adviser Law Examination
    1999-01-20
  • S63 Uniform Securities Agent State Law Examination
    1998-11-03
Other Names
  • Lisa M Gallagher
  • Lisa Marie Gallagher
  • Lisa Marie Roll

View on SEC IAPD

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