Best Investors Account Sign in

Patricia Beacham Respess

Osaic Institutions, Inc.

Edenton, NC

Claim This Profile
Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-07-21
  • NC RA
    APPROVED
    Since 2020-07-21

Branch Locations

101 W Queen Street, Edenton, NC 27932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Williamston NC 04/1986 01/2019
Bb&T Investment Services, Inc. Charlotte NC 03/2006 01/2018
Bb&T Securities, Llc Richmond VA 01/2018 07/2020
Bb&T Plymouth NC 01/2019 07/2020
Infinex Investments, Inc. Meriden CT 07/2020 Present
Southern Bank And Trust Edentin NC 07/2020 Present
  • 04/1986 → 01/2019
    Bb&T
    Williamston, NC
  • 03/2006 → 01/2018
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 07/2020
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 07/2020
    Bb&T
    Plymouth, NC
  • 07/2020 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 07/2020 → Present
    Southern Bank And Trust
    Edentin, NC
Previous Registrations
  • 2018-01-02 → 2020-07-07
    Bb&T Securities, Llc
    Plymouth, NC
    Charlotte, NC
  • 2006-03-21 → 2018-01-02
    Bb&T Investment Services, Inc.
    Williamston, NC
    Charlotte, NC
    Plymouth, NC
  • 2005-05-27 → 2006-03-21
    Bb&T Asset Management, Inc.
    Raleigh, NC
Other Businesses

1.) Southern bank. Yes, investment related. Banking. VP - Community Banker. Started July 2020.Approx 175 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-26
S63 Uniform Securities Agent State Law Examination 2000-12-29
  • S65 Uniform Investment Adviser Law Examination
    2005-05-26
  • S63 Uniform Securities Agent State Law Examination
    2000-12-29
Other Names
  • Patricia Beacham
  • Patricia B Riddick
  • Patricia B Respess

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
CREDIT UNION INVESTMENT SERVICES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

ANGELA HARRELL FUTRELL
Kraig David Osborne
Michael Ray Barclift
Adrianna Gray Winslow
LISA ROLL
THOMAS ROLL
BLAKLEE RENN WOLFE
Adam Joseph Clough

Other Offices

EDWARD JONES · Edenton, NC
LPL FINANCIAL LLC · EDENTON, NC
CREDIT UNION INVESTMENT SERVICES · Edenton, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MERRY HILL, NC
OSAIC INSTITUTIONS, INC. · Windsor, NC
EDWARD JONES · WINDSOR, NC

More in Edenton, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor