Mark Scott Gopen

Current Employers

Employment History

• 01/2000 → 12/2020
  Gilman + Ciocia, Inc
  Flushing, NY
• 11/2013 → 12/2020
  National Securities Corporation
  Greenvale, NY
• 01/2021 → Present
  Cambridge Investment Research,Inc
  Fairfield, IA
• 01/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2014-05-02 → 2021-01-20
  B. Riley Wealth Advisors, Inc.
  Mineola, NY
  Flushing, NY
• 2009-05-05 → 2014-05-06
  Asset & Financial Planning, Ltd
  Flushing, NY

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2021, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) QUANTUM MORTGAGE, 333 OLD TARRYTOWN RD WHITE PLAINS NY, REAL ESTATE SALES/MORTGAGE LOAN ORIGINATOR, 01/2021, NIR, 16 HR/MO 8 HR/MO TRADING 3) THE ROBERTA STARK IRREVOCABLE LIVING TRUST, 17 OAKS HUNT RD LAKE SUCCESS NY, 06/2009, NIR, TRUSTEE, 1 HR/YR 0 HR/YR TRADING 4) PREMIER WEALTH PLANNING, 107 NORTHERN BLVD STE 304 GREAT NECK NY, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/2021, NIR, 4 HR/MO 4 HR/MO TRADING 5) PREMIER A&R TAX INC, 107 NORTHERN BLVD STE 304 GREAT NECK NY, 01/2023, OWNER, TAX PREP, NIR, 5 HR/MO 5 HR/MO TRADING 6) PREMIER TAX PLANNING LLC, 107 NORTHERN BLVD STE 304 GREAT NECK NY, 03/2024, OWNER, TAX PREP, NIR, 10 HR/MO 10 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2009-05-04
• S63 Uniform Securities Agent State Law Examination
  1998-03-13