Thomas Joseph Langway

Current Employers

Employment History

• 07/2009 → Present
  Rockland Trust Company
  Orleans, MA
• 07/2009 → Present
  Lpl Financial Llc
  Orleans, MA

Previous Registrations

• 2004-06-29 → 2009-07-20
  Cetera Investment Services Llc
  Orleans, MA

Other Businesses

1. 07/20/2009: Rockland Trust Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/16/2009: SBLI of MA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - Sales of fixed annuities and term/whole life insurance through SBLI of MA. 3. 6/13/2011: Capitas Financial LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Selling life insurance and LTC through the Smith Companies Ltd., Capitas Financial. 4. 3/16/2012: Rockland Trust Investment Management Group - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Time Spent 20% - Relationship Manager - Introduce Rockland clients to bank trust department asset management accounts. Amounts over $500K; FA will refer client to trust department (receive 50bps fee); amount under $500K FA will refer to portfolio manager (75bps + 25 ongoing bps). 5. 9/22/2015: No Business Name - Investment Related - Harwich Port, MA - Real Estate Rental - Started 01/20/15 - 1 Hours Per Month/0 Hours During Securities Trading - Rental property owner. - Rental of a 1 BR second floor apartment. 6. 11/25/2015: Thomas Brady and Associates Insurance, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/02/2015 - 10 Hours Per Month/1 Hour During Securities Trading - Offering life insurance, disability or LTC through Thomas Brady and Associates Insurance Inc. 7. 07/26/2016 * Thomas Brady and Associates * Non-Variable Insurance * INV REL * 70 Main St, Orleans, MA 02653 * Offering fixed insurance and LTC through the Brady and Associates general agency. Yes the firm does employ non-lpl securitites licensed individuals. * START 07/05/2016 * 5 HRS/MO; 5 DURING SECS TRDG HRS. 8. 01/25/2018 - Knock Out Pizzeria - Investment Related - 682 Main Street, Dennisport, MA 02639 - Other-Co owner of pizzeria - Co-owner - Start Date 04/02/2018 - 1 Hours Per Month/0 During Securities Trading. 9. 4/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/16/2018 - 15 Hours Per Month/5 Hours During Securities Trading. 10. 05/03/2019 - RT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business). 11. 3/8/2023 - BSMG - Investment - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 02/02/2023 - 5 Hours Per Month/2 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-05
• S63 Uniform Securities Agent State Law Examination
  1998-02-23