Rickie Wayne Williams

Current Employers

Employment History

• 03/1987 → 03/2017
  Rickie W. Williams Cpa
  Princeton, KY
• 09/2013 → 01/2019
  Independent Financial Partners
  Louisville, KY
• 09/2013 → Present
  Lpl Financial Llc
  Louisville, KY

Previous Registrations

• 2013-09-17 → 2019-01-29
  Independent Financial Partners
  Louisville, KY
• 2003-10-09 → 2012-12-13
  Osaic Fs, Inc.
  Princeton, KY
  Princeton, KY
  Louisville, KY
  Princeton, KY
  Louisville, KY
  Louisville, KY

Other Businesses

1) 09/13/2013 - NON-VARIABLE INSURANCE DBA - FINANCIAL STRATEGIES GROUP - FIXED LIFE, DISABILITY - 20% OF TIME SPENT - LOUISVILLE, KY 2) 09/13/2013 - 1ST SOUTHERN NATIONAL BANK - COMMUNITY, CIVIC AND CHARITABLE BOARD - ADVISORY COMMITTEE MEMBER - NO TIME SPENT 3) 09/13/2013 - KENTUCKY MUNICIPAL POWER AGENCY - COMMUNITY, CIVIC AND CHARITABLE BOARD - BOARD MEMBER - NO TIME SPENT 4) 3/10/2017 - Williams, Faughn & Associates - Investment Related - 205 W Washington, Princeton, KY and 211 S Main, Marion, KY - CPA Affiliate Program - Started 03/01/1987 - 160 Hours Per Month During Securities Trading - Accounting, Tax Preparation. 5) 1/16/2020 - Saddle Ridge Farm LLC - Investment Related - 3475 Cadiz Rd, Princeton KY 42445 - Real Estate Rental - Owner - Start Date: 03/03/2017 - 15 Hours Per Month/0 Hours During Securities Trading - Small family farm, no employees or office space. 6) 01/30/2022 - Larry A Orr Family Trust - Not Investment Related -211 S Main Street, Marion, KY 42064 - Act in a Fiduciary Capacity - Trustee - Start Date: 03/30/2016 - 5 Hours Per Month/0 Hours During Securities Trading. 7) 01/30/2022 - Kerstetter Pet Trust - Not Investment Related -211 S Main Street, Marion, KY 42064 - Act in a Fiduciary Capacity - Trustee - Start Date: 03/20/2018 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-01-23

Other Names

• Rick Williams