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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-12-17
CA RA APPROVED 2015-08-17
PA RA APPROVED 2015-08-17
  • NJ RA
    APPROVED
    Since 2020-12-17
  • CA RA
    APPROVED
    Since 2015-08-17
  • PA RA
    APPROVED
    Since 2015-08-17

Branch Locations

6236 Lower York Road, New Hope, PA 18938 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 08/2015 05/2023
Janney Montgomery Scott Llc New Hope PA 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-13
S63 Uniform Securities Agent State Law Examination 1998-01-07
  • S65 Uniform Investment Adviser Law Examination
    1998-01-13
  • S63 Uniform Securities Agent State Law Examination
    1998-01-07
Other Names
  • Scott Jeffrey Karpiak

View on SEC IAPD

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