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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2007-01-09
TX RA APPROVED 2007-01-05
  • OK RA
    APPROVED
    Since 2007-01-09
  • TX RA
    APPROVED
    Since 2007-01-05

Branch Locations

211 N Robinson Ave Ste N1600 One Leadership Square, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oklahoma City OK 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oklahoma City OK 11/2016 Present
Previous Registrations
  • 1998-03-18 → 2007-01-08
    Morgan Stanley Dw Inc.
    Oklahoma City, OK
    Oklahoma Cty, OK
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-10
S65 Uniform Investment Adviser Law Examination 1998-02-10
  • S63 Uniform Securities Agent State Law Examination
    1998-02-10
  • S65 Uniform Investment Adviser Law Examination
    1998-02-10
Other Names
  • Greg Hall

View on SEC IAPD

Other Firms

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