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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-06-14 |
Branch Locations
113 W. Main St. #228, Alhambra, CA 91801 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Van Nuys | CA | 11/1997 | Present |
1. NWF ADVISORY, INVESTMENT RELATED, 113 W. MAIN ST. #228 ALHAMBRA, CA 91801, AGENT, STARTED 5/1/2009, 40 HOURS PER MONTH, 8 HOURS DURING STH, FINANCIAL ADVISOR. 2. ARTISANCAP DBA POSITION: Financial Professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 05/13/2025 ADDRESS: 113 W Main Street, Suite 228, Alhambra CA 91801, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisancap 3. CESAR FRANCO POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 04/27/1998 ADDRESS: 113 W. Main Street #228 Alhambra, CA 91801, Alhambra CA 91801, United States DESCRIPTION: Sell fix and variable life insurance, and health insurance 4. CESAR FRANCO POSITION: Investment Advisor Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 07/01/2014 ADDRESS: 113 W. Main Street, Suite #228, Alhambra CA 91801, United States DESCRIPTION: Recommend separately managed accounts, model portfolios, stocks, bonds, ETFs, and mutual funds to clients in a fee based platform.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-30 |
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