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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-06-14
  • CA RA
    APPROVED
    Since 2018-06-14

Branch Locations

113 W. Main St. #228, Alhambra, CA 91801 • United States

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-11-26
  • CA RA
    APPROVED
    Since 2013-11-26

Branch Locations

113 W. Main St. 228, Alhambra, CA 91801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Van Nuys CA 11/1997 Present
  • 11/1997 → Present
    Royal Alliance Associates, Inc.
    Van Nuys, CA
Other Businesses

1. NWF ADVISORY, INVESTMENT RELATED, 113 W. MAIN ST. #228 ALHAMBRA, CA 91801, AGENT, STARTED 5/1/2009, 40 HOURS PER MONTH, 8 HOURS DURING STH, FINANCIAL ADVISOR. 2. ARTISANCAP DBA POSITION: Financial Professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 05/13/2025 ADDRESS: 113 W Main Street, Suite 228, Alhambra CA 91801, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisancap 3. CESAR FRANCO POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 04/27/1998 ADDRESS: 113 W. Main Street #228 Alhambra, CA 91801, Alhambra CA 91801, United States DESCRIPTION: Sell fix and variable life insurance, and health insurance 4. CESAR FRANCO POSITION: Investment Advisor Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 07/01/2014 ADDRESS: 113 W. Main Street, Suite #228, Alhambra CA 91801, United States DESCRIPTION: Recommend separately managed accounts, model portfolios, stocks, bonds, ETFs, and mutual funds to clients in a fee based platform.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-30
S63 Uniform Securities Agent State Law Examination 1997-12-30
  • S66 Uniform Combined State Law Examination
    2011-11-30
  • S63 Uniform Securities Agent State Law Examination
    1997-12-30
Other Names
  • Cesar Franco

View on SEC IAPD

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