Dawn Ellen Filliatreault Wood

Current Employers

Employment History

• 06/2013 → 06/2018
  1St Global Capital Corp.
  Lincoln, RI
• 06/2013 → 06/2018
  1St Global Advisors, Inc
  Lincoln, RI
• 01/2015 → 12/2023
  Briggs Advisory Group, Inc.
  Lincoln, RI
• 12/2023 → Present
  Buckingham Strategic Wealth, Llc
  Clayton, MO
• 07/2024 → Present
  The Colony Group, Llc
  Boston, MA

Previous Registrations

• 2023-12-06 → 2024-07-01
  Buckingham Strategic Wealth, Llc
  Lincoln, RI
  St Louis, MO
• 2018-03-19 → 2023-12-06
  Briggs Advisory Group, Inc.
  Lincoln, RI
• 2013-06-11 → 2018-06-12
  1St Global Advisors Inc
  Warwick, RI
  Lincoln, RI
  Lincoln, RI

Other Businesses

The Rhode Island Saltwater Anglers Association (RISAA) and The Rhode Island Saltwater Anglers Foundation (RISAF) PO Box 1467, Coventry, RI 02816. The Rhode Island Saltwater Anglers Association is a non-profit organization, created to provide a forum for recreational saltwater anglers; to provide education to members concerning fishing techniques, improved catches, and overall enjoyment of fishing; to foster sportsmanship; to support marine conservation and sound management of fisheries resources; and provide a unified voice to preserve and protect the rights, traditions and the future of recreational fishing in Rhode Island. The Rhode Island Saltwater Anglers Foundation helps to fund community, public access and marine fisheries projects. Any funds expended by the Foundation must satisfy strict IRS 501(c)(3) rules. Both RISAA & RISAF positions and various committee positions under these organizations (Example: Chair of the RISAA Education Committee) are non-investment related. Director/Board Member, January 1, 2019 to December 31, 2021. President of the Board of Directors, January 1, 2022 to present, devotes 20-25 hours per month to these positions, up to two hours per month are during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2013-04-12
• S63 Uniform Securities Agent State Law Examination
  1998-03-10

Other Names

• Dawn Ellen Filliatreault
• Dawn Ellen Filliatreault