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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2024-08-12 |
| TX | RA | APPROVED | 2022-01-21 |
| WA | RA | APPROVED | 2022-01-21 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Shoreline, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rainier Securities, Llc | Bellevue | WA | 09/2014 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 10/2017 | 01/2022 |
| Rbc Capital Markets, Llc | Seattle | WA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-27 |
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