Timothy James Rich

Current Employers

Employment History

• 10/2015 → 06/2024
  Securities America Inc
  Castro Valley, CA
• 10/2015 → 06/2024
  Securities America Advisors
  Castro Valley, CA
• 10/2015 → 11/2024
  Arbor Point Advisors
  Castro Valley, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Castro Valley, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Castro Valley, CA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2015-10-26 → 2024-11-08
  Arbor Point Advisors
  Oakland, CA
  Castro Valley, CA
• 2015-10-26 → 2024-06-14
  Securities America Advisors, Inc.
  Oakland, CA
  Castro Valley, CA
• 2011-07-13 → 2015-10-30
  Financial West Group
  Reno, NV
  Oakland, CA
• 2008-03-18 → 2011-07-14
  Portfolio Resources Advisor Group, Inc.
  Oakland, CA
  Coral Gables, FL
• 2001-08-03 → 2008-03-14
  Financial West Group
  Oakland, CA
  Westlake Village, CA

Other Businesses

1. LAST ONE PICKED POSITION: bass player NATURE: Last One Picked is a musical project. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 3460 Remco St., Castro Valley CA 94546 DESCRIPTION: Live performance. 2. PROGRESSIVE ASSET MANAGEMENT POSITION: Agent-Advisor-CFP NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: YES - START DATE: 2/2008 ADDRESS:21977 Redwood Rd. Castro Valley, Ca. 94546 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2008 ADDRESS: 21977 Redwood Rd, Castro Valley CA 94546 DESCRIPTION: When clients have insurance needs we can offer, we will direct them to products we have available through Highland or other approved partners 3. LAST ONE PICKED POSITION: bass player NATURE: Last One Picked - is a musical project. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 6869 Sunnyslope Avenue, Castro Valley CA 94552, United States DESCRIPTION: Live performance. 4. 2024 RICH FAMILY TRUST POSITION: Owner NATURE: Sole Prop - personal/family real estate I own 3 properties: 3460 Remco ST - which I am renting for $3100/mo 6869 Sunnyslope - personal residence 21977 Redwood Rd. - my business office Progressive Asset Management location INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 21977 Redwood Rd, Castro Valley CA 94546, United States DESCRIPTION: Landlord /Owner

Exams

• S66 Uniform Combined State Law Examination
  2008-04-18
• S63 Uniform Securities Agent State Law Examination
  1998-01-26

Designations

Other Names

• Tim Rich