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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-10 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
IN HOME SUPPORT SERVICES, NOT INVESTMENT RELATED, INGLEWOOD, CA., HEALTH SERVICES, START: 3/1/2013, 167 HRS PER MONTH, 0 DURING TRADING, THEREAPY AND MEDICAL ASSISTANCE. RENTAL PROPERTY; INV RELATED; INGLEWOOD, CA; OWNER; START: 10/1/16; 0 HR/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-31 |
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