Best Investors
Account
Sign in
Best Investors
Account
Sign in
86 Baker Avenue Extension Suite 310, Concord, MA 01742 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-06 |
| MA | RA | APPROVED | 2022-02-01 |
Branch Locations
86 Baker Avenue Extension Suite 310, Concord, MA 01742 • United States
27 Main Streeet, Topsfield, MA 01983 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Essex Financial Advisors | Topsfield | MA | 01/1998 | 02/2019 |
| Essex Private Wealth Management, Llc (F/K/A Huntwicke Advisors) | Topsfield | MA | 08/2018 | 02/2022 |
| Huntwicke Securities, Llc | Topsfield | MA | 09/2018 | 01/2022 |
| Ipswich Brewery Partners | Topsfield | MA | 03/2019 | 01/2022 |
| Bay Colony Advisors | Concord | MA | 01/2022 | Present |
| Windsor Wealth Management, Llc | Topsfield | MA | 01/2022 | Present |
1) Serves as Trustee to three different irrevocable trusts, to which applicant also provides investment advisory services as RIA. Start date 11/2002. Operates from employment location. Duties: act as Trustee; approximately 1 1/2 hours/month, all during trading hours. Not investment-related. 2) Partner, MJMDB, LLC, a family partnership that is an estate planning tool. Duties include managing assets of the LLC as RIA. Operates from employment location. Approximately 1/2 hour/week, during trading hours. Start date: 06/2009. Investment-related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-02-19 |
| S65 | Uniform Investment Adviser Law Examination | 1997-12-01 |
Reach out to this advisor