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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-20 |
| KY | RA | APPROVED | 2009-11-23 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Louisville | KY | 08/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Peadontaine Properties LLC; Investment related; Raleigh, NC; Real Estate; LLC member (proprietor, partner, officer, director, employee, trustee, agent); Feb 2018; During business hours: 0; After business hours: 1 *372443-Spring Farm Glen Community Association, Inc.; Investment related-No; Louisville, KY; Private Company; Officer/director (proprietor, partner, officer, director, employee, trustee, agent); 07/2019; During business hours: 0; After business hours: 1 *416497 - Trust; Investment related Yes; Prospect, KY; Nov 2020; During business hours: 1; After business hours: 4. * 416500 -Trust; Investment related Yes; Prospect, KY; Nov 2020; During business hours: 1; After business hours: 4. * 414174 - Estate; Investment related Yes; Prospect, KY; Dec 2020; During business hours: 2; After business hours: 8. * 428323 - Estate; Investment related Yes; Louisville, KY; March 2021; During business hours: 1; After business hours: 4. *540005- Trust; Investment related-Yes; louisville, Kentucky; 01/2023; During business hours: 0; After business hours: 1 *540016- Trust; Investment related-Yes; prospect, Kentucky;01/2023; During business hours: 0; After business hours: 1 *540020- Trust; Investment related-Yes; prospect, Kentucky; 01/2023; During business hours: 0; After business hours: 1 *540025- Trust; Investment related-Yes; prospect, Kentucky; 01/2023; During business hours: 0; After business hours: 1 *540027- Trust; Investment related-Yes; prospect, Kentucky; 01/2023; During business hours: 0; After business hours: 1 *540029- Trust ; Investment related-Yes; prospect, Kentucky; 01/2023; During business hours: 0; After business hours: 1 *540023 - Trust; Investment related: Yes; Prospect, Kentucky; Trust; Trustee/Co-Trustee; 01/2023; During business hours: 0; After business hours: 1; *540018 - Trust; Investment related: Yes; Prospect, Kentucky; Trust; Trustee/Co-Trustee; 01/2023; During business hours: 0; After business hours: 1; *540030- Trust; Investment related: Yes; prospect, Kentucky; Trust; Trustee/Co-Trustee; 01/2023; During business hours: 0; After business hours: 1; *543292- Trust; Investment related-Yes; prospect, Kentucky; 02/2023; During business hours: 1; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-06 |
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