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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-09 |
| TX | RA | APPROVED_RES | 2016-10-31 |
Branch Locations
7293 Buckley Road, Suite 100, Syracuse, NY 13212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Syracuse | NY | 01/2002 | 10/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2016 | Present |
1) KAFL, 85 ALLEN ST, STE 300, ROCHESTER, NY, 1/2003 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL. 12 HRS/MO = 12 HRS/MO TRADING. 2) RENTAL PROPERTY OWNER, RUSHVILLE, NY, 11/2011. NIR, 5 HRS/MO - 0 HRS/MO TRADING. 3) INDEPENDENT INSURANCE AGENT, 125 E JEFFERSON ST, STE 1510, SYRACUSE, NY, 6/2012 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 1 HR/MO - 1 HR/MO TRADING. 4) CUSTOM WEALTH MANAGEMENT LLC, 125 E JEFFERSON ST, STE 1510, SYRACUSE, NY, 10/2010, PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 16 HRS/MO - 16 HRS/MO TRADING. 5) THE CUSTOM WEALTH COMPANIES INC, 125 E JEFFERSON ST, STE 1510, SYRACUSE, NY, 2/2010, PRESIDENT, HOLDING COMPANIES SURROUNDING TRAINING/MARKETING TOOLS, INV REL, 12 HRS/MO - 12 HRS/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 80 HRS/MO - 80 HRS/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 7) JEDS1 LLC, 8213 VENETIAN DR, BALDWINSVILLE, NY, 8/2019, MANAGER OF LLC FOR PRIVATE INVESTMENT. NIR, 1 HR/MO - 0 HRS/MO TRADING. 8) MDRT, 325 W TOUHY AVE, PARK RIDGE, IL, 09/2019M ETHICS COMMITTEE MEMBER, NIR, 4 HRS/MO - 2 HRS/MO TRADING. 9) JPE CONSULTING SERVICES, INC., 8213 VENETIAN DR., BALDWINSVILE, NY 13027, 09/2021, PRESIDENT, ACCOUNTING PURPOSES, NIR, 2 HRS/MO - 2 HRS/MO TRADING. 10) RADISSON COMMUNITY, 3128 AMESBURY DR, BALDWINSVILLE, NY, 07/2022, BOARD MEMBER, NIR, 4 HR/MO, 0 HR/MO TRADING. 11) JKACP MT PROPERTIES, LLC, 8213 Venetian Drive, Baldwinsville NY 13027, United States, 09/02/2025, Owner, Auto ownership, NIR, 1 HR/MO - 0 HR/MO TRADING 12) FORSGATE STUDY GROUP, INC. 474 THE FENWAY, RIVER EDGE, NJ 07661, 01/2024, TREASURER, VOLUNTEER, NIR, 2 HR/MO - 2 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-18 |
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