Nicholas Antony Caradonna

Employer firm

Advisors Capital Management, LLC CRD 112266

$12.2B regulatory AUM 34 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 04/2018
  Wunderlich Securities, Inc.
  Memphis, TN
• 03/2025 → Present
  Lpl Enterprise Llc
  Ridgewood, NJ
• 05/2018 → 02/2025
  Stay-At-Home
  Ridgewood, NJ

Previous Registrations

• 2025-03-31 → 2025-05-20
  Lpl Enterprise, Llc
  Paramus, NJ

Other Businesses

1. 03/10/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Ridgewood, NJ - Start Date 03/10/2025 - 160 HRS/MO 2. 03/10/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Ridgewood, NJ - Start Date 03/10/2025 - 160 HRS/MO 3. 03/10/2025 - Janus Realty Holdings, LLC - Real Estate Rental - INV REL - Ridgewood, NJ - Start Date 04/01/2018 - 6 HRS/MO 4. 03/10/2025 - Vesta Realty Holdings - Real Estate Rental - INV REL - Ridgewood, NJ - Start Date 05/01/2018 - 6 HRS/MO

Exams

• S66 Uniform Combined State Law Examination
  2025-03-29
• S63 Uniform Securities Agent State Law Examination
  1998-07-30