Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-15 |
| CT | RA | APPROVED | 2021-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hudson Heritage | Croton-On-Hudson | NY | 06/2010 | 04/2019 |
| Citizens Bank | East Haven | CT | 04/2019 | 09/2020 |
| Citizens Securities Inc | Nashua | NH | 09/2020 | 04/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ridgefield | CT | 05/2021 | Present |
| Bank Of America, N.A. | Ridgefield | CT | 05/2021 | Present |
| M And T Bank | Redding | CT | 07/2018 | 08/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-13 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-13 |
Reach out to this advisor