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Zoltan Herskovic

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-12-05
NJ RA APPROVED 2006-12-01
  • TX RA
    APPROVED_RES
    Since 2006-12-05
  • NJ RA
    APPROVED
    Since 2006-12-01

Branch Locations

1700 State Route 23, Wayne, NJ 07470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Wayne NJ 12/2006 Present
Bank Of America,Na Wayne NJ 09/2010 Present
  • 12/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Wayne, NJ
  • 09/2010 → Present
    Bank Of America,Na
    Wayne, NJ
Previous Registrations
  • 2006-02-21 → 2006-12-01
    Citigroup Global Markets Inc.
    Westfield, NJ
    New York, NY
    Westfield, NJ
  • 2004-11-12 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Westfield, NJ
  • 2002-06-14 → 2004-11-15
    Morgan Stanley Dw Inc.
    Morristown, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-26
S63 Uniform Securities Agent State Law Examination 1998-02-03
  • S65 Uniform Investment Adviser Law Examination
    1998-02-26
  • S63 Uniform Securities Agent State Law Examination
    1998-02-03

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
EDWARD JONES
HIGHLAND FINANCIAL ADVISORS, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Other Investors

BETH ELLEN BRADEN-CORN
MARK SZWAGULINSKI
WALTER JAY GOLCZEWSKI
JOHN PAUL BARBARY
ERIC R LEVENS
GEORGE RICHARD BARNES
NEIL FRANCIS BURKE
Maria Mark

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Wayne, NJ
TD PRIVATE CLIENT WEALTH LLC · Pompton Plains, NJ
CETERA INVESTMENT ADVISERS LLC · WAYNE, NJ
LPL ENTERPRISE, LLC · RIVERDALE, NJ
J.P. MORGAN SECURITIES LLC · Pompton Plains, NJ
EDWARD JONES · POMPTON PLAINS, NJ
HIGHLAND FINANCIAL ADVISORS, LLC · RIVERDALE, NJ
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · RIVERDALE, NJ

More in Wayne, NJ

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