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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-09-28
  • IL RA
    APPROVED
    Since 2018-09-28

Branch Locations

40W125 Campton Crossings Dr. Suite A, St. Charles, IL 60175 • United States

18427 Locke Legacy Court, Cypress, TX 77433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lawrence J. Kimmel,Pc Geneva IL 01/1990 Present
Ausdal Financial Partners, Inc. Davenport IA 09/2009 09/2018
Harbour Investments, Inc. Madison WI 09/2018 Present
Previous Registrations
Other Businesses

1)Kimmel Financial - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Kimmel Financial, CPA | 40 W125 Campton Crossings Drive, Suite A, St Charles, IL 60175 | Owner | Description: Prepare tax returns for clients and other accounting functions | Beginning 9/1998 | 25 hours per month, 10 during trading hours | Paid position | Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-12-20
  • S66 Uniform Combined State Law Examination
    1997-12-20

View on SEC IAPD

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