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Steven Albert Liaty

Wells Fargo Clearing Services, LLC

El Dorado Hills, CA

El Dorado Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-19
CA RA APPROVED 2004-09-27
  • TX RA
    APPROVED
    Since 2022-09-19
  • CA RA
    APPROVED
    Since 2004-09-27

Branch Locations

4364 Town Center Blvd Ste 220, El Dorado Hills, CA 95762 • United States

El Dorado Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Folsom CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Folsom CA 11/2016 Present
Previous Registrations
  • 1998-08-24 → 2004-09-28
    Morgan Stanley Dw Inc.
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-27
S63 Uniform Securities Agent State Law Examination 1998-01-28
  • S65 Uniform Investment Adviser Law Examination
    1998-02-27
  • S63 Uniform Securities Agent State Law Examination
    1998-01-28

View on SEC IAPD

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BRIDGEVIEW CAPITAL ADVISORS, INC. · EL DORADO HILLS, CA
GOLDENSTONE WEALTH MANAGEMENT · EL DORADO HILLS, CA
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