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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-26 |
| CA | RA | APPROVED | 2021-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Menlo Park | CA | 06/2012 | 12/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2021 |
| Prospera Financial Services Inc. | Dallas | TX | 12/2021 | Present |
1) Matthew P Herrick, Esq., Investment Related - No; 1960 The Alameda Suite 20, San Jose, CA 95126; Sole Proprietorship; Start Date 03/2024; 60 Hours Per Month; 8 During Trading Hours; Law Practice 2) Herrick Wealth Advisory; Investment Related - No; 1960 The Alameda Suite 20, San Jose, CA 95126; Owner; Start Date 08/2021; 160 Hours Per Month, 160 During Trading Hours; DBA and Brand for my practice and S Corp which is MPH Advisory Services Corp. 3) SHash AI; Investment Related - No; Cupertino, California; Investor; Start Date 11/2024; 0 Hours Per Month, 0 Hours During Trading Hours; Enterprise AI startup 4) Tuttii Inc, Investment Related - No; 221 N Broad St, Middleton, DE 19709; Passive Investor; Start Date 01/2025; 0 Hours Per Month, 0 Hours During Trading Hours; No active duties, passive investment only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-18 |
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