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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2014-06-24
  • MO RA
    APPROVED
    Since 2014-06-24

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Louis MO 06/2014 Present
  • 06/2014 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
Previous Registrations
Other Businesses

1. Farm ground rental; 6860 State Route 161Germantown IL 62245; farm ground; Owner of farmground that will be rented for income; 03/01/2024; 10.00hrs/year; Not during securities trading hours; Investment-Related 2. Korte Siblings LLC; 13534 Iberg Road Highland IL 62249; LLC formed for hunting ground; Member; owner of hunting ground with siblings; 12/31/2024; 5 hrs/year; Not during securities trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-08
S63 Uniform Securities Agent State Law Examination 2000-08-11
  • S66 Uniform Combined State Law Examination
    2012-03-08
  • S63 Uniform Securities Agent State Law Examination
    2000-08-11
Other Names
  • Becky Lynn Vogel
  • Becky Lynn Korte

View on SEC IAPD

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