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Christopher David Klobe

Rbc Capital Markets, LLC

Minneapolis, MN

Lakeville, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-05-09
  • MN RA
    APPROVED
    Since 2016-05-09

Branch Locations

250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 05/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-09
S63 Uniform Securities Agent State Law Examination 2003-03-27
  • S65 Uniform Investment Adviser Law Examination
    2016-02-09
  • S63 Uniform Securities Agent State Law Examination
    2003-03-27

View on SEC IAPD

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