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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-10-22
  • FL RA
    APPROVED
    Since 2018-10-22

Branch Locations

2201 66Th St. N, St. Petersburg, FL 33710 • United States

13361 49Th Street North, Clearwater, FL 33762 • United States

10899 Park Boulevard, Seminole, FL 33772 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third St Petersburg FL 05/2016 Present
Modern Woodmen Of America Clearwater FL 05/2011 10/2016
Mwa Financial Services, Inc Rock Isand IL 06/2011 10/2016
Fifth Third Securities St. Petersburg FL 12/2016 Present
  • 05/2016 → Present
    Fifth Third
    St Petersburg, FL
  • 05/2011 → 10/2016
    Modern Woodmen Of America
    Clearwater, FL
  • 06/2011 → 10/2016
    Mwa Financial Services, Inc
    Rock Isand, IL
  • 12/2016 → Present
    Fifth Third Securities
    St. Petersburg, FL
Previous Registrations
Other Businesses

Helium - St. Petersburg, FL - hotspot host - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-04
  • S66 Uniform Combined State Law Examination
    2018-09-04
Other Names
  • Tracy Guetle
  • Tracy Timmerman
  • Tracy Ann Guetle
  • Tracy Ann Timmerman

View on SEC IAPD

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