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Andrea Smith

Brookstone Capital Management LLC

Wheaton, IL

Buffalo Grove, IL

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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-05-02
IL RA APPROVED 2023-05-01
  • WI RA
    APPROVED
    Since 2023-05-02
  • IL RA
    APPROVED
    Since 2023-05-01

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

600 N. Buffalo Grove Road Suite 100, Buffalo Grove, IL 60089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Gurnee IL 08/2019 04/2023
Jp Morgan Securities Llc Lake Zurich IL 12/2020 04/2023
J.P. Morgan Chase Bank Na Bristol WI 10/2013 03/2017
Bmo Harris Bank Paddock Lake IL 03/2017 05/2018
J.P. Morgan Chase Bank Na Spring Grove IL 12/2018 08/2019
Homemaker Genoa City WI 06/2018 11/2018
Brookstone Capital Management Wheaton IL 05/2023 Present
  • 08/2019 → 04/2023
    Jp Morgan Chase Bank Na
    Gurnee, IL
  • 12/2020 → 04/2023
    Jp Morgan Securities Llc
    Lake Zurich, IL
  • 10/2013 → 03/2017
    J.P. Morgan Chase Bank Na
    Bristol, WI
  • 03/2017 → 05/2018
    Bmo Harris Bank
    Paddock Lake, IL
  • 12/2018 → 08/2019
    J.P. Morgan Chase Bank Na
    Spring Grove, IL
  • 06/2018 → 11/2018
    Homemaker
    Genoa City, WI
  • 05/2023 → Present
    Brookstone Capital Management
    Wheaton, IL
Previous Registrations
Other Businesses

Insurance & Annuity activities and sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-12
S63 Uniform Securities Agent State Law Examination 2019-11-18
  • S66 Uniform Combined State Law Examination
    2021-03-12
  • S63 Uniform Securities Agent State Law Examination
    2019-11-18
Other Names
  • Andrea Christine Baumann
  • Andrea Christine Baumann
  • Andrea Christine Smith

View on SEC IAPD

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Other Investors

CORY JOHN GREBE
ALLAN CURTIS PARLIER
JASON MICHAEL CRUMP
DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL
EDWARD JONES · WHEATON, IL

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