Duane Ray Aponte

Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 08/2021
  Compass Bank
  Birmingham, AL
• 10/2010 → 08/2021
  Bbva Wealth Solutions Inc.
  Arlington, TX
• 05/2013 → 08/2021
  Bbva Securities Inc.
  Arlington, TX
• 03/2008 → 08/2021
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 08/2021 → Present
  Pnc Investments
  Arlington, TX

Previous Registrations

• 2010-10-15 → 2021-08-17
  Pnc Managed Account Solutions, Inc.
  Houston, TX
  Houston, TX
  Arlington, TX
• 2010-03-26 → 2010-10-19
  Bbva Compass Investment Solutions, Inc
  Arlington, TX
  Dallas, TX
  Laredo, TX
  Arlington, TX
  Mansfield, TX
  Arlington, TX
  Arlington, TX
  Arlington, TX
  Arlington, TX
  Fort Worth, TX
• 2010-04-05 → 2010-10-15
  St Johns Wealth Management
  Arlington, TX
• 2004-12-10 → 2006-01-13
  Ifmg Securities, Inc.
  Costa Mesa, CA
• 2003-11-26 → 2005-01-03
  Comerica Securities
  Torrence, CA
• 2002-12-03 → 2003-11-04
  Equitable Advisors, Llc
  Dallas, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-02-06
• S63 Uniform Securities Agent State Law Examination
  1997-12-22