Thomas Michael Raguso

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1989 → Present
  Self Employed Photographer
  Emerson, NJ
• 03/1997 → Present
  One Orchard Equities, Inc.
  Englewood, CO
• 10/2002 → Present
  Benefitscorp Equities, Inc.
  Greenwood Village, CO
• 11/2003 → Present
  Royal Alliance Associates
  Denver, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-01
• S63 Uniform Securities Agent State Law Examination
  2004-02-25