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7026 Corporate Way Suite 111, Dayton, OH 45459 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2005-11-08 |
Branch Locations
7026 Corporate Way Suite 111, Dayton, OH 45459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Covington | KY | 07/2003 | Present |
1.PRINCIPAL AND MANAGING MEMBER OF EHMLI INVESTMENT ADVISORS LLC, AN INVESTMENT ADVISORY FIRM REGISTERED WITH THE STATE OF OHIO SECURITIES DIVISION. 2. BUSINESS AND INDIVIDUAL INCOME TAX PREPARATION, PLANNING, AND ADVISORY SERVICES -- AS PRINCIPAL OWNER OF EHMLI INC. 60-70 HOURS A WEEK DURING TAX SEASON. 8-10 HOURS PER WEEK DURING NON TAX SEASON. 3. INDEPENDENT AGENT FOR- LIFE AND HEALTH INSURANCE (NON-INVESTMENT RELATED) 5-10 HOURS A WEEK. 4. ESTATE PLANNING, TAX PLANNING AND OTHER NON-INVESTMENT RELATED PLANNING (5-10 HOURS PER WEEK). 5. ADJUNCT INSTRUCTOR IN ECONOMICS AND FINANCE (SPRING 2003 ON) -NORTHERN KENTUCKY UNIVERSITY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-23 |
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