David Joseph Fasano

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2008-01-02

FL RA
APPROVED

Since 2008-01-02

Branch Locations

4801 S University Dr Ste 2300, Davie, FL 33328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	06/2004	Present
Cetera Investment Advisers Llc	Schaumburg	IL	01/2008	Present
Lashbrook, Wollard & Fasano, Pa	Ft Lauderdale	FL	08/1998	Present
Fasano Financial Services	Ft Lauderdale	FL	08/2004	Present

06/2004 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
01/2008 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
08/1998 → Present

Lashbrook, Wollard & Fasano, Pa

Ft Lauderdale, FL
08/2004 → Present

Fasano Financial Services

Ft Lauderdale, FL

Other Businesses

1) LASHBROOK, WOLLARD & FASANO, P.A.; NOT INV REL; FT LAUDERDALE, FL; CPA FIRM; OFFICER; START DATE 8/24/98; 160 HRS/MTH DURING SECURITIES TRADING HRS: 2) FASANO FINANCIAL SERVICES - DBA; INV REL; FT LAUDERDALE, FL; FINANCIAL ADVISOR BUSINESS; PRESIDENT; START DATE 8/24/04; 20 HRS/MTH DURING SECURITIES TRADING HRS:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-21
S63	Uniform Securities Agent State Law Examination	1997-12-12

S65 Uniform Investment Adviser Law Examination

2007-12-21
S63 Uniform Securities Agent State Law Examination

1997-12-12

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews