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531 W Morse Blvd Suite 200, Winter Park, FL 32789 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-26 |
Branch Locations
300 Ledgewood Place Suite 101, Rockland, MA 02370 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Corporation | Rockland | MA | 11/2010 | 12/2025 |
| Mariner Institutional | Winter Park | FL | 01/2026 | Present |
| Mariner | Overland Park | KS | 01/2026 | Present |
(1) BLUE HORSESHOE, LLC; NORFOLK, MA; SOLE PROPRIETORSHIP; NOT INVESTMENT RELATED, 0 HOURS PER MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-21 |
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