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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-23
OK RA APPROVED 2012-10-19
  • TX RA
    APPROVED_RES
    Since 2012-10-23
  • OK RA
    APPROVED
    Since 2012-10-19

Branch Locations

1926 Lake Rd Ste 3, Ponca City, OK 74604 • United States

9220 S Toledo Ct, Ste C [Satellite], Tulsa, OK 74137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Ponca City OK 10/2012 Present
Previous Registrations
  • 2008-01-01 → 2012-10-19
    Ponca City, OK
    Tulsa, OK
  • 1998-02-23 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Tulsa, OK
    Stillwater, OK
    Ponca City, OK
    St. Louis, MO
    Bartlesville, OK
Other Businesses

TRUSTEE FINET PRACTICE 401K PLANS; INV. RELATED; PONCA CITY, OK; START DATE 10/19/2012; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING.; FERGUSON MULIGAN AND POET LLC, INV RELATED, PONCA CITY, OK, 25% OWNERSHIP, START 10/1/2012, 8 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR FATHER'S TRUST, INV RELATED, TULSA, OK, START: 4/29/2024, 1 HOUR A MONTH, 1 HOUR DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-24
S63 Uniform Securities Agent State Law Examination 1998-01-20
  • S65 Uniform Investment Adviser Law Examination
    1998-02-24
  • S63 Uniform Securities Agent State Law Examination
    1998-01-20
Other Names
  • George E Ferguson

View on SEC IAPD

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