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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-05 |
| OK | RA | APPROVED | 2019-05-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Ponca City | OK | 10/2017 | 04/2019 |
| Marland Children'S Home | Ponca City | OH | 05/2013 | 09/2017 |
| Raymond James Financial Services Advisors, Inc. | Ponca City | OK | 05/2017 | Present |
| Raymond James Financial Services, Inc. | Ponca City | OK | 04/2019 | Present |
(1)Name of Business: Harbor Wealth Management Address: 102 S 5th, Ponca City, OK, 74601, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Director of Client Relations. Financial Advisor. Scheduling meetings with clients for our Branch Manager. Research Information for Financial Advisor. Gather Marketing resources. Input data into the Goal Planning and Monitoring tool. Financial Advisor. Meet with Clients. Make recommendations.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-29 |
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