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Ryan Mendel Garrison

Charles Schwab & Co., Inc.

Phoenix, AZ

Lone Tree, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-10
  • CA RA
    APPROVED
    Since 2019-07-10

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisers, Llc Newport Beach CA 10/2013 07/2017
Charles Schwab & Co., Inc. Phoenix AZ 07/2017 Present
  • 10/2013 → 07/2017
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 07/2017 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
Previous Registrations
  • 2013-10-16 → 2017-07-11
    United Capital Financial Advisors
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
  • 2005-04-20 → 2013-10-16
    Brotherton Investment Consultants Llc
    Scottsdale, AZ
Other Businesses

TRUSTEE SERVICES | NOT INVESTMENT RELATED | PHOENIX, AZ | ACCOUNTING-AUDITING SERVICES | TRUSTEE | START DATE 01.01.2004 |FOR LESS THAN 20 HOURS PER MONTH NONE DURING TRADING HOURS | RESPONSIBLE FOR SUPPORT PAYMENTS FOR GRANDMOTHER, TAX FILINGS, AND EVENTUAL DISTRUBUTION OF TRUST TO BENEFICIARIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-19
S66 Uniform Combined State Law Examination 1999-11-01
  • S65 Uniform Investment Adviser Law Examination
    2005-04-19
  • S66 Uniform Combined State Law Examination
    1999-11-01

View on SEC IAPD

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Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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