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500 Damonte Ranch Parkway Building 700, Unit 700, Reno, NV 89521 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-09-22 |
Branch Locations
301 N. Main Street P.O. Box 43, Greenville, SC 29601 • United States
500 Damonte Ranch Parkway Building 700, Unit 700, Reno, NV 89521 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc. | Greenville | SC | 04/2016 | 09/2021 |
| Kestra Advisory Services, Llc. | Greenville | SC | 04/2016 | 09/2021 |
| Belpointe Asset Management, Llc | Reno | NV | 09/2021 | Present |
| D.H. Hill Securities, Lllp | Kingwood | TX | 09/2021 | 09/2022 |
| Metric Financial, Llc | Atlanta | GA | 09/2022 | Present |
1) DRCFN, Inc. dba ASE Financial Advisory Group, Investment Related, same address as branch, Insurance, securities, investment advisory and corporate consulting business, Owner, Start Date: 6/24/2005 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Oversee all operations 2) CFE BCN I Holdings, LLC, Investment related, P.O Box 14672, Jackson, WY 83002, Holding Company for BCN Capital Partners 1, LLC. Cryptocurrency private fund holding company, General partner/owner, 0 hours per month during trading hours, start 07/2022. 3) CFE InvestCo, LLC, investment related, 680 S. Cache Street, Suite 100-8790, Jackson, WY 83001. Holding Company for Investing of personal assets, Owner, start date 6/2022, 5 hrs per month not during trading 4) BCN Capital Partners I, LLC, investment-related,P.O Box 8790, Jackson, WY 83001, Cryptocurrency private fund, general partner, start date 7/2022, 8 hours per month outside of trading hours. 5) Insurance sales, Investment Related, same address as branch, sales of fixed insurance and annuities, Owner, Start Date: 8/17/2012, Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) 6) Co-authored a book with Chris Voss called Empathy and Understanding in Business. Not Investment Related. Location: Greenville, SC, 0 hours spent on this activity. Start Date 2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-31 |
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