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David Neal Ketchem

Wells Fargo Clearing Services, LLC

Daphne, AL

Birmingham, AL

Gulf Shores, AL

Foley, AL

Fairhope, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-09-20
TX RA APPROVED_RES 2012-08-16
AL RA APPROVED 2012-07-31
  • FL RA
    APPROVED
    Since 2012-09-20
  • TX RA
    APPROVED_RES
    Since 2012-08-16
  • AL RA
    APPROVED
    Since 2012-07-31

Branch Locations

2535 Us Hwy 98, Daphne, AL 36526 • United States

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

1617 Gulf Shores Pkwy, Gulf Shores, AL 36542 • United States

700 S Mckenzie St, Foley, AL 36535 • United States

50 N Section St, Fairhope, AL 36532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Birmingham AL 07/2012 11/2016
Wells Fargo Clearing Services, Llc Birmingham AL 11/2016 Present
Previous Registrations
  • 2008-01-04 → 2012-08-09
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2002-10-29 → 2008-01-07
    Lanark Financial, Inc.
    Mobile, AL
    Mobile, AL
    Mobile, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-11
S63 Uniform Securities Agent State Law Examination 1998-01-14
  • S65 Uniform Investment Adviser Law Examination
    2002-10-11
  • S63 Uniform Securities Agent State Law Examination
    1998-01-14

View on SEC IAPD

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Other Investors

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GEORGE HERVE BLAIS
CLEVELAND DENNIS GANTT
MARK FARLOW
Randall Kevin Fidler
Colby Shane Dalrymple
KELLY SHAWN DOWELL
MELISSA CONNELL BALLARD

Other Offices

OSAIC WEALTH, INC. · DAPHNE, AL
GANTT FINANCIAL ADVISORS, LLC · DAPHNE, AL
PFS INVESTMENTS INC. · DAPHNE, AL
CHARLES SCHWAB & CO., INC. · Spanish Fort, AL
EAGLE STRATEGIES LLC · DAPHNE, AL
OSAIC WEALTH, INC. · DAPHNE, AL
EDWARD JONES · Spanish Fort, AL
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · DAPHNE, AL

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