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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-01-13
NY RA APPROVED 2021-08-16
FL RA APPROVED 2020-11-05
NM RA APPROVED 2020-08-13
SC RA APPROVED 2010-11-29
NC RA APPROVED 2010-03-11
  • VA RA
    APPROVED
    Since 2022-01-13
  • NY RA
    APPROVED
    Since 2021-08-16
  • FL RA
    APPROVED
    Since 2020-11-05
  • NM RA
    APPROVED
    Since 2020-08-13
  • SC RA
    APPROVED
    Since 2010-11-29
  • NC RA
    APPROVED
    Since 2010-03-11

Branch Locations

7029 Albert Pick Road Suite 206, Greensboro, NC 27409 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Greensboro NC 03/2010 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2006-11-08 → 2010-03-05
    Charlotte, NC
  • 2003-03-12 → 2006-08-25
    Next Financial Group, Inc.
    Gastonia, NC
    Indian Trail, NC
    Gastonia, NC
  • 2002-01-16 → 2003-03-12
    Ffp Advisory Services Inc
    Charlotte, NC
Other Businesses

Carolina Resellers. 12000 Fenwick Dr, Indian Trail, NC 28079. Start date: 03/19/2019. Not investment related. 1% of time spent on outside business, none during securities trading hours. I would like to sell items on ebay and Amazon that I no longer have a use for. Additionally, I would like to purchase items from local garage sales and discount stores and sell those items for a profit, on line. Healthcare POA. 12000 Fenwick Dr, Indian Trail, NC 28079. Start Date: 06/28/2019. Not investment related. No time spent on outside business. I have been asked to serve as the Healthcare Power of Attorney for my in-laws, Joseph and Jacqueline Kaminski. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-19
S65 Uniform Investment Adviser Law Examination 1998-02-19
  • S63 Uniform Securities Agent State Law Examination
    1998-02-19
  • S65 Uniform Investment Adviser Law Examination
    1998-02-19
Other Names
  • Rob Philbrick

View on SEC IAPD

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