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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-21 |
| FL | RA | APPROVED | 1997-12-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
HIGHLANDS COUNTY FAIR ASSOCIATION, INC, SEBRING, FL. GENERAL MEMBER, 2/10/16, $0 COMP, 2 HR/MO. ASHAR GROUP, 1800 PEMBROOK DR, SUITE 240, ORLANDO, FL 32810, UTILIZE THEIR SERVICES FOR LIFE POLICY SETTLEMENT CASES. 04/30/2025 1HR/MO. HAWKS LANDING OF SEBRING PROPERTY OWNERS ASSOCIATION, 807 US HWY 27 S. SEBRING, FL 33870, VICE PRESIDENT, HELP TO OVERSEE THE HEALTH OF THE COMMUNITY I LIVE IN, IN REGARDSTO GENERAL MAINTENNCE, GROUNDS UPKEEP AND GENERAL HOA DUTIES. 05/20/2025, 2HRS/MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-26 |
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